Associate gordon@thsh.com 212-508-6745 LinkedIn
Practice Areas
Areas of Focus
- Investment Management
Industries
Haylie Gordon
Associate gordon@thsh.com 212-508-6745 LinkedIn
Practice Areas
Areas of Focus
- Investment Management
Industries
Haylie Gordon
Associate gordon@thsh.com 212-508-6745 LinkedIn
Practice Areas
Areas of Focus
- Investment Management
Industries
Biography
Haylie Gordon is an associate in Tannenbaum Helpern’s Investment Management practice. She advises private fund clients such as hedge funds and private equity funds on the formation and operation of onshore and offshore private investment vehicles, as well as compliance matters arising under the U.S. Investment Advisers Act of 1940, the U.S. Securities Act of 1933 and the U.S. Investment Company Act of 1940.
Prior to joining Tannenbaum Helpern, Haylie worked as an associate in the Investment Funds group at a global law firm.
Boston College Law School (J.D.)
- Honors: Cum Laude
University of North Carolina at Chapel Hill (B.A.)
- Honors: Graduated with distinction
- Sidley Austin LLP
- New York
- With Intelligence Best Onshore Law Firm - Client Service (2024) - member of department
Publications
- CTA Enforcement Temporarily Suspended
- CFTC Adopts Amendments to Regulation 4.7
- Are Entities in Your Private Fund Structure Reportable under FinCEN’s Beneficial Ownership Regulation?
- U.S. Court of Appeals Invalidates SEC’s Private Fund Adviser Rules
- SEC Adopts Modernizing Amendments to Regulation S-P to Enhance Protection of Customer Information
- SEC Division of Examinations Publishes Marketing Rule Risk Alert
- The SEC Wins First Insider Trading Case Based on So-Called “Shadow Trading” Theory
- Revised Dealer Rules
- Investment Fund Manager Update on Self-Employment Limited Partner Exception: Tax Court Holds that Limited Partners May Be Subject to Self-Employment Tax
- SEC Releases Examination Priorities for 2024
- Newly Formed Reporting Entities in 2024 Will Have 90 Days to Report Beneficial Ownership Information
- SEC Charges Five RIAs with Violations of Custody Rule
- SEC Adopts Final Rules on Private Fund Adviser Reforms
- SEC Charges RIA with Violations of Amended Marketing Rule
- Second Risk Alert on Marketing Rule Compliance
- New Form N-PX Reporting - A Practical Guide for Form 13F Filing Managers
- SEC Proposes Rule on Use of Predictive Data Analytics by Investment Advisers
- SEC Adopts Amendments to Form PF
- How the SEC’s Proposed New Safeguarding Rule May Impact Private Fund Advisers
- SEC Releases Examination Priorities for 2023
- SEC Risk Alert on New Marketing Rule
- Recent SEC ESG-Related Actions Impacting Investment Advisers and Investment Funds
- What are the SEC Examination Priorities for 2022?
- SEC Proposes Significant Changes to Regulation of Private Fund Advisers
- Form SHC (U.S. Ownership of Foreign Securities): Friday, March 4th filing deadline
News
- Tannenbaum Helpern Recognized by With Intelligence at HFM US Services Awards 2024 • 09.16.2024
- Tannenbaum Helpern’s Investment Management Practice Shortlisted by Hedgeweek in 2024 US Leadership Awards • 07.25.2024
- Tannenbaum Helpern’s Investment Management Practice Shortlisted by With Intelligence in 2024 Hedge Fund Management US Services Awards • 07.18.2024
Haylie Gordon is an associate in Tannenbaum Helpern’s Investment Management practice. She advises private fund clients such as hedge funds and private equity funds on the formation and operation of onshore and offshore private investment vehicles, as well as compliance matters arising under the U.S. Investment Advisers Act of 1940, the U.S. Securities Act of 1933 and the U.S. Investment Company Act of 1940.
Prior to joining Tannenbaum Helpern, Haylie worked as an associate in the Investment Funds group at a global law firm.
Boston College Law School (J.D.)
- Honors: Cum Laude
University of North Carolina at Chapel Hill (B.A.)
- Honors: Graduated with distinction
- Sidley Austin LLP
- New York
- With Intelligence Best Onshore Law Firm - Client Service (2024) - member of department
- CTA Enforcement Temporarily Suspended
- CFTC Adopts Amendments to Regulation 4.7
- Are Entities in Your Private Fund Structure Reportable under FinCEN’s Beneficial Ownership Regulation?
- U.S. Court of Appeals Invalidates SEC’s Private Fund Adviser Rules
- SEC Adopts Modernizing Amendments to Regulation S-P to Enhance Protection of Customer Information
- SEC Division of Examinations Publishes Marketing Rule Risk Alert
- The SEC Wins First Insider Trading Case Based on So-Called “Shadow Trading” Theory
- Revised Dealer Rules
- Investment Fund Manager Update on Self-Employment Limited Partner Exception: Tax Court Holds that Limited Partners May Be Subject to Self-Employment Tax
- SEC Releases Examination Priorities for 2024
- Newly Formed Reporting Entities in 2024 Will Have 90 Days to Report Beneficial Ownership Information
- SEC Charges Five RIAs with Violations of Custody Rule
- SEC Adopts Final Rules on Private Fund Adviser Reforms
- SEC Charges RIA with Violations of Amended Marketing Rule
- Second Risk Alert on Marketing Rule Compliance
- New Form N-PX Reporting - A Practical Guide for Form 13F Filing Managers
- SEC Proposes Rule on Use of Predictive Data Analytics by Investment Advisers
- SEC Adopts Amendments to Form PF
- How the SEC’s Proposed New Safeguarding Rule May Impact Private Fund Advisers
- SEC Releases Examination Priorities for 2023
- SEC Risk Alert on New Marketing Rule
- Recent SEC ESG-Related Actions Impacting Investment Advisers and Investment Funds
- What are the SEC Examination Priorities for 2022?
- SEC Proposes Significant Changes to Regulation of Private Fund Advisers
- Form SHC (U.S. Ownership of Foreign Securities): Friday, March 4th filing deadline
- Tannenbaum Helpern Recognized by With Intelligence at HFM US Services Awards 2024 • 09.16.2024
- Tannenbaum Helpern’s Investment Management Practice Shortlisted by Hedgeweek in 2024 US Leadership Awards • 07.25.2024
- Tannenbaum Helpern’s Investment Management Practice Shortlisted by With Intelligence in 2024 Hedge Fund Management US Services Awards • 07.18.2024